You can use our industry standard platform to submit positions to multiple venues:
- Accurate modelling of Submitting Entity and Affiliate model e.g. Investment Advisor:Fund or Broker:Client structures
- Industrial strength encryption and auditing
- SFTP, Web Service or Portal based submission
- Rolling Submissions functionality
United States
- Far reaching and extensive disclosure regime which catches most managers and most equities, regardless of where traded
- Full automation
- End to end monitoring, and e-filings with SEC
- In-house sourcing of whole suite of data in calculations or Bring Your Own Data
- Monitoring and disclosures
Resources
Australia
- 15 continuous years of reporting disclosures to the Australian regulator, ASIC
- ASIC Certified
- Millions of FIX messages exchanged
- Sophisticated routing and retries
- Dual redundant BT and TNS leased lines for resilience
- Real-time submissions with automatic recovery
- Automatic calendar checks
- ISIN and Ticker validation
- Automatic short disclosure submissions to ASIC
Singapore
- Automatic market value calculation
- Net held percentage calculation based off the latest shares outstanding figures
- Smart reminders to ensure nothing is missed
- Automatic short disclosure submissions to MAS
- Acknowledgement capture and storage
See here for more details
European Union, Iceland, Norway and the UK
- Calculation of thresholds based on the latest adjusted issued capital figures
- Determine whether a position has increased by 0.1% since last reportage and report accordingly
- Ability to automatically report the last notification date for a position in the same issuer
- Handling of Public Holidays across 29 member states of the EU
- Filtering out the list of non-reportable stocks as per the regulator notifications
- ISO compliant country codes and date-time formats
- Automatic fax confirmations to the regulators where required
- ISIN and Issuer Name validation
- Automatic short disclosure submissions to any ESMA compliant regulator
Hong Kong
- Automatic filtering of stocks based on the SFC reportable list
- Automatic market value calculation
- Handling the Weekly or Emergency Daily reporting automatically
- Automated submissions to the SFC
- FX rates translation
Japan
- Threshold calculations
- Board lot conversions
- Production of reports in the designated format
- Mail-outs with tracking
Jurisdictions Supported for Automated Short Disclosures
All global jurisdictions with Short Disclosure requirements, presently:
- Australia
- Austria
- Belgium
- Bulgaria
- Croatia
- Cyprus
- Czech Republic
- Denmark
- Estonia
- Finland
- France
- Germany (BaFin)
- Germany (Bundesanzeiger Verlag)
- Greece
- Hong Kong
- Hungary
- Iceland
- Ireland
- Italy
- Japan
- Latvia
- Lithuania
- Luxembourg
- Malta
- Norway
- Poland
- Portugal
- Romania
- Singapore
- Slovakia
- Slovenia
- South Korea
- Spain
- Sweden
- the Netherlands
- United Kingdom
- United States (2025)